Vice President of Risk & Compliance

Join a leader where you can grow with the organization and quickly make a difference:


Join a top investment bank that is aggressively growing and has top benefits and bonus packages.   This position provides an opportunity for a proactive candidate who has experience with cross-functional team in audit, compliance and business groups.

You must have the following to apply:


  • 7-10 years of audit, compliance and/or information security related experience, preferably at a Big Four and/or financial services industry.
  • Internal audit and compliance testing and documentation processes along with disaster recovery and business continuity efforts globally.
  • Coordinate and collect audit evidence across all IT teams
  • Experience with SSAE-16 reviews including UCCs, CCCs, Control exceptions and sub-service providers and coordinate with audit firms
  • Disaster Recovery tests throughout the year across all business lines
  • Manage the recovery process during an actual disaster; document and carry out post-test and post-disaster review


  • Bachelors or Graduate Degree with sufficient background in audit, compliance, information security and business management disciplines.
  • Experience managing projects and the ability to effectively prioritize and execute tasks in a high-pressure environment.
  • Strong leadership skills including the ability to effect change.
  • Strong problem solving and organizational skills.



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